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Need more information on investing? Visit these sites:
About Our Clearing Firm, First Clearing, LLC
Path to Investing
The Securities Industry and Financial Markets Association (SIFMA) Investor Education
Site
www.finra.org
Financial Industry Regulatory Authority (FINRA)
www.sifma.org
Securities Industry and Financial Markets Association (SIFMA)
Online Brokerage Accounts:
What You Can Do to Safeguard Your Money and Your Personal Information
www.sec.gov
U.S. Securities Exchange Commission
www.sipc.org
Securities Investor Protection Corporation (SIPC)
First Clearing, LLC Equity Order Routing Information
H.D. Vest clears all of its securities transactions on a fully-disclosed basis
through First Clearing a broker-dealer affiliate of Wells Fargo Advisors, LLC. First
Clearing makes all order-routing decisions with respect to trades placed by H.D.
Vest brokerage customers. First Clearing's order routing information compiled pursuant
to SEC Rule 11Ac1-6 can be obtained by clicking on the above link.
H.D. Vest Financial Services® is the holding company for the group of companies providing financial services under the H.D. Vest name.
Copyright © 2011, H.D. Vest Financial Services®. All rights reserved.
Securities offered through H.D. Vest Investment ServicesSM, Member: SIPC
Advisory services offered through H.D. Vest Advisory ServicesSM
6333 North State Highway 161, Fourth Floor, Irving, Texas 75038 (972) 870-6000
Brokerage accounts carried by First Clearing, LLC, Member FINRA/SIPC and a separate non-bank affiliate of Wells Fargo & Company.