Application
Congratulations! We are excited that you have chosen to apply for affiliation with H.D. Vest. We offer multiple affiliation options
Commission based:
Getting licensed (or transferring existing licenses) as a Registered Representative with the FINRA to offer commission based products.
Commission based: Securities Licensing New Application
Commission based: Securities Licensing Transfer Application
Fee Planning
Registering with H.D. Vest Advisory Services as an Independent Advisory Representative to offer hourly planning services, investment plans for a flat fee, and the complete line of H.D. Vest advisory solutions.