Additional Resources
Need more information on investing? Visit these sites:
Retirement and Transition Strategies for Your Business Video
featuring Carol Ventura
About Our Clearing Firm Wells Fargo Investments
Path to Investing
The Securities Industry and Financial Markets Association (SIFMA) Investor Education Site
www.finra.org
Financial Industry Regulatory Authority (FINRA)
www.sifma.org
Securities Industry and Financial Markets Association (SIFMA)
Online Brokerage Accounts:
What You Can Do to Safeguard Your Money and Your Personal Information
www.sec.gov
U.S. Securities Exchange Commission
www.sipc.org
Securities Investor Protection Corporation (SIPC)
Wells Fargo Investments, LLC Equity Order Routing Information
H.D. Vest clears all of its securities transactions on a fully-disclosed basis through Wells Fargo Investments LLC ("WFI"), an affiliate of H.D. Vest. WFI makes all order-routing decisions with respect to trades placed by H.D. Vest brokerage customers. WFI's order routing information compiled pursuant to SEC Rule 11Ac1-6 can be obtained by clicking on the following link: Wells Fargo Investing Styles and then scroll to Wells Fargo Investments, LLC Equity Order Routing Information at the bottom of the page.